Soc 2 Controls List Excel

Overview

1. Soc 2 Controls List Excel Functions
2. Soc Controls List

AWS System and Organization Controls (SOC) Reports are independent third-party examination reports that demonstrate how AWS achieves key compliance controls and objectives. Avery fx120 service manual. The purpose of these reports is to help you and your auditors understand the AWS controls established to support operations and compliance. There are five AWS SOC Reports:

Soc 2 Controls List Excel Functions

This Excel spreadsheet aligns and cross-references the CSA Cloud Controls with multiple frameworks including SOC 2. This allows the user to match SOC 2 to the other frameworks. While it is Cloud-focused it remains the best mapping tool. It currently aligns to the 2009 version of the Trust Services Principles, and compares to COBIT 4.1, not 5. Click to download the CSA Cloud Controls Matrix v3.0 from Rogers Carlisle or from CSA. Upcoming Rogers Carlisle Comparisons. Service Organizational Control (SOC) 2 reports are designed to ensure that if you are a service provider who handles customer data, it will be transmitted, stored, maintained, processed, and disposed of in a way that is strictly confidential. SOC 2 for Cloud CSA STAR Attestation The SOC 2+ Framework allows an SOC 2 to report on any additional controls over and above the trust services criteria controls for security, availability, confidentiality, processing integrity and privacy.

• AWS SOC 1 Report, available to AWS customers from AWS Artifact.
• AWS SOC 2 Security, Availability & Confidentiality Report, available to AWS customers from AWS Artifact.
• AWS SOC 2 Security, Availability & Confidentiality Report available to AWS customers from AWS Artifact (scope includes Amazon DocumentDB only).
• AWS SOC 2 Privacy Type I Report, available to AWS customers from AWS Artifact.
• AWS SOC 3 Security, Availability & Confidentiality Report, publicly available as a whitepaper.

• What information do the AWS SOC Reports provide?

  SOC 1	SOC 2: Security, Availability & Confidentiality	SOC 2: Privacy	SOC 3: Security, Availability & Confidentiality
  What is the report?	A description of the AWS control environment and external audit of AWS defined controls and objectives	A description of the AWS controls environment and external audit of AWS controls that meet the AICPA Trust Services Security, Availability, and Confidentiality Principles and Criteria	A description of the AWS controls environment and external audit of AWS controls that meet the AICPA Trust Services Privacy Principle and Criteria	A public facing report demonstrating AWS has met the AICPA Trust Services Security, Availability, and Confidentiality Principles and Criteria
  Under what Standard is the Audit Report Performed?	SSAE No. 18, Attestation Standards: Clarification and Recodification (AICPA, Professional Standards), which includes AT-C section 320, Reporting on an Examination of Controls at a Service Organization Relevant to User Entities' Internal Control Over Financial Reporting. AICPA Guide, Service Organizations: Reporting on an Examination of Controls at a Service Organization Relevant to User Entities' Internal Control Over Financial Reporting (SOC 1®)	SSAE No. 18, Attestation Standards: Clarification and Recodification, which includes AT-C section 105, Concepts Common to All Attestation Engagements, and AT-C section 205, Examination Engagements AICPA Guide, Reporting on Controls at a Service Organization Relevant to Security, Availability, Processing Integrity, Confidentiality, or Privacy(SOC 2®) TSP section 100A, 2017 Trust Services Criteria for Security, Availability, Processing Integrity, Confidentiality, and Privacy (AICPA, 2017 Trust Services Criteria)	Same as SOC 2: Security Availability & Confidentiality	SSAE No. 18, Attestation Standards: Clarification and Recodification, which includes AT-C section 105, Concepts Common to All Attestation Engagements, and AT-C section 205, Examination Engagements TSP section 100A, 2017 Trust Services Criteria for Security, Availability, Processing Integrity, Confidentiality, and Privacy (AICPA, 2017 Trust Services Criteria)
  What's the Primary Report Purpose?	To provide information to customers about AWS' control environment that may be relevant to their internal controls over financial reporting To provide information to customers and their auditors for their assessment and opinion of the effectiveness of internal controls over financial reporting (ICOFR)	To provide customers and users with a business need with an independent assessment of AWS' control environment relevant to system security, availability, and confidentiality	To provide customers with an independent assessment of AWS' systems and the suitability of the design of AWS' privacy controls. The SOC 2 Privacy Trust Principle, developed by the American Institute of CPAs (AICPA), establishes criteria for evaluating controls related to how personal information is collected, used, retained, disclosed, and disposed to meet the entity's objectives.	To provide customers and users with a business need with an independent assessment of AWS' control environment relevant to system security, availability, and confidentiality without disclosing AWS internal information
  Who is the Primary Report Audience?	Customer management and their auditors	Users with business need	Users with business need to understand the AWS controls relevant to privacy	Publicly available here
  What Period does the AWS Report Cover?	6 Months: 10/1-3/31 and 4/1-9/30 Dsn file viewer. A DSN file is a data file used by various database client programs to connect to a database. It describes properties, such as the data source name and directory, the connection driver, the server address, user ID, and password. DSN files are used by ODBC drivers to connect to a specified database, such as a SQL Server or Microsoft Access database. DSN Viewer is a lightweight and user-friendly piece of software created to offer you an easy means of displaying as well as exporting the information from a given DSN, with a minimal amount of. .dsn Extension - List of programs that can open.dsn files In the following table, you can find a list of programs that can open files with.dsn extension.This list is created by collecting extension information reported by users through the 'send report' option of FileTypesMan utility. DSN file is a ODBC Data Source Name. Data Source Name (DSN) is a data structure that contains the information about a specific database that an Open Database Connectivity (ODBC) driver needs in order to connect to it. DSN file contains the relevant information within a text file. DSN viewer: OrCAD Capture 16.6 viewer: DBK viewer: Schematic Capture: OrCAD Capture 16.5 viewer: OLB viewer: Design: OrCAD Capture 16.3 viewer: Library: OrCAD 16.2 viewer: OrCAD 16 viewer: OrCAD 15.7 viewer: Oracle's AutoVue EDA Professional. Microsoft Office, and portable document format (PDF) files, EDA organizations can.	6 Months: 10/1-3/31 and 4/1-9/30	As of 10/31/2018	6 Months: 10/1-3/31 and 4/1-9/30

• Which AWS services are in scope for the SOC Reports?

  The covered AWS services that are already in scope for the SOC reports can be found within AWS Services in Scope by Compliance Program. If you would like to learn more about using these services and/or have interest in other services please contact us.
  

• Which regions are covered by the AWS SOC Reports?

  For a complete list of all in scope regions please refer to the AWS SOC 3 Report.

• Who performs the independent third-party audit of AWS for the SOC Reports?

  Ernst & Young LLP performs the AWS SOC 1, SOC 2 and SOC 3 audits.

• How often are the AWS SOC Reports issued and when can I expect a new report to be released?

  AWS issues SOC 1, SOC 2, and SOC 3 Reports twice per year, covering 6-month periods (October 1 – March 31 and April 1 – September 30). New reports are released in mid-May and mid-November.
  

• Is there an ISAE 3402 Report?

  The AWS SOC 1 Audit is conducted in accordance with International Standards for Assurance Engagements No. 3402 (ISAE 3402). Customers needing an ISAE 3402 Report should request the AWS SOC 1 Type II Report by using AWS Artifact, a self-service portal for on-demand access to AWS compliance reports. Sign in to AWS Artifact in the AWS Management Console, or learn more at Getting Started with AWS Artifact.
  

• Is a non-disclosure agreement (NDA) required to receive the AWS SOC Reports?

  An NDA is required to review the AWS SOC 1 and SOC 2 reports. The AWS SOC 3 report is a publicly available summary of the AWS SOC 2 report. The AWS SOC 3 report outlines how AWS meets the AICPA's Trust Security Principles in SOC 2 and includes the external auditor's opinion of the operation of controls. You can read the latest AWS SOC 3 Report on the AWS website.
  

• How do I request an AWS SOC 1 or SOC 2 Report?

  The AWS SOC 1 and SOC 2 are available to customers by using AWS Artifact, a self-service portal for on-demand access to AWS compliance reports. Sign in to AWS Artifact in the AWS Management Console, or learn more at Getting Started with AWS Artifact.
  

• Where can I find the AWS SOC 3 Report?

  The latest AWS SOC 3 Report is publicly available on the AWS website.
  

• Why is there a separate SOC 2 report for Amazon DocumentDB (with MongoDB Compatibility)?

  Amazon DocumentDB is included in a separate SOC 2 report because it was launched after the regular SOC 2 report was released in November 2018. We plan to include Amazon DocumentDB in the regular SOC 1 and 2 report moving forward. The next report will be released mid-May 2019.
  

Soc Controls List